SEC Form 4 · accession 0001209191-15-036661
ARCH COAL INC · ARCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Eaves
Officer — President & CEO · Director
Period of report
Apr 26, 2015
Accepted (ET)
Apr 28, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $1.03 | Apr 26, 2015 | M | 17,700 | D | — | — | Common Stock | 17,700 | 464,350 | D |
| Phantom StockF3,F4 | — | Apr 26, 2015 | M | 17,700 | A | — | — | Common Stock | 17,700 | 71,000 | D |
Explanation of responses
- F1The reporting person received 17,700 restricted stock units on April 26, 2012, all of which vested on April 26, 2015.
- F2The restricted stock units do not expire.
- F3Each share of phantom stock represents the deferral of the receipt of one share of common stock pursuant to Arch Coal, Inc.'s deferred compensation plan.
- F4Each share of phantom stock represents a right to receive one share of common stock.