SEC Form 4 · accession 0001209191-15-036603
ARCH COAL INC · ARCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. Ziegler
Officer — Chief Commercial Officer
Period of report
Apr 26, 2015
Accepted (ET)
Apr 28, 2015 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2015 | M | 12,600 | $1.03 | A | 16,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Apr 26, 2015 | M | 12,600 | D | — | — | Common Stock | 12,600 | 113,450 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On April 26, 2012, the reporting person received 12,600 restricted stock units, all of which vested on April 26, 2015.
- F3The restricted stock units do not expire.