SEC Form 4 · accession 0001209191-15-035889
ARCH COAL INC · ARCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter I Wold
Director
Period of report
Apr 23, 2015
Accepted (ET)
Apr 24, 2015 · 12:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $4.10 | Apr 23, 2015 | A | 26,850 | A | — | — | Common Stock | 26,850 | 54,500 | D |
| Phantom StockF3,F4 | — | Apr 23, 2015 | A | 41,667 | A | — | — | Common Stock | 41,667 | 114,836 | D |
Explanation of responses
- F1The reporting person received 26,850 restricted stock units on April 23, 2015. The restricted stock units vest on April 23, 2015.
- F2The restricted stock units do not expire.
- F3Each share of phantom stock represents a right to receive the value in cash of one share of Arch Coal, Inc. common stock. The shares of phantom stock are held by the director through the Arch Coal, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan") and represent past compensation that the director elected to defer under the Plan into a hypothetical investment in shares of Arch Coal, Inc. common stock and/or dividends attributable to such deferred amounts.
- F4Shares of phantom stock are payable in cash following termination of the director's service as a director of Arch Coal, Inc. The director may transfer certain portions of the phantom stock account into an alternative investment account at any time.