SEC Form 4 · accession 0001140361-16-082194
ARCH COAL INC · ARCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Monarch Alternative Capital LP
10% Owner · Other
Monarch GP LLC
10% Owner · Other
MDRA GP LP
10% Owner · Other
Period of report
Oct 5, 2016
Accepted (ET)
Oct 6, 2016 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037676
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $[0.01] per share ("Common Stock")F1,F2,F3 | Oct 5, 2016 | J | 152,967 | — | A | 152,967 | I | See footnotes |
| Common StockF1,F2,F4 | Oct 5, 2016 | J | 904,367 | — | A | 904,367 | I | See footnotes |
| Common StockF1,F2,F5 | Oct 5, 2016 | J | 614,828 | — | A | 614,828 | I | See footnotes |
| Common StockF1,F2,F6 | Oct 5, 2016 | J | 1,565,051 | — | A | 1,565,051 | I | See footnotes |
| Common StockF1,F2,F7 | Oct 5, 2016 | J | 71,519 | — | A | 71,519 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
Remarks
Solely for purposes of Section 16 of the Exchange Act, each of Monarch Alternative Capital LP, and by virtue of their control of Monarch Alternative Capital LP, MDRA GP LP and Monarch GP LLC, are directors-by-deputization by virtue of Monarch Alternative Capital LP's designation of Patrick Bartels, a managing principal of Monarch Alternative Capital LP, to ARCH's board of directors. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Information and Signatures