SEC Form 4 · accession 0001515622-19-000005
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Spoerry
Director
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 11, 2019 | M | 2,000 | $133.00 | A | 7,894 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 11, 2019 | S | 1,500 | $664.23 | D | 6,394 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 11, 2019 | S | 500 | $665.24 | D | 5,894 | D | |
| Common Stock, par value $0.01 per shareF3,F9 | Feb 11, 2019 | S | 6,669 | $663.67 | D | 340,157 | I | By children |
| Common Stock, par value $0.01 per shareF4,F9 | Feb 11, 2019 | S | 3,031 | $664.30 | D | 337,126 | I | By children |
| Common Stock, par value $0.01 per shareF5,F9 | Feb 11, 2019 | S | 300 | $665.34 | D | 336,826 | I | By children |
| Common Stock, par value $0.01 per shareF6,F9 | Feb 11, 2019 | S | 1,175 | $666.00 | D | 335,651 | I | By children |
| Common Stock, par value $0.01 per shareF7,F9 | Feb 12, 2019 | S | 4,801 | $665.08 | D | 330,850 | I | By children |
| Common Stock, par value $0.01 per shareF9 | Feb 12, 2019 | S | 199 | $666.00 | D | 330,651 | I | By children |
| Common Stock, par value $0.01 per shareF8,F9 | Feb 12, 2019 | S | 5,000 | $667.69 | D | 325,651 | I | By children |
| Common Stock, par value $0.01 per share | holding | — | — | — | 10,000 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F10 | $133.00 | Feb 11, 2019 | M | 2,000 | D | Nov 3, 2011 | Nov 3, 2020 | Common Stock, par value $0.01 per share | 2,000 | 8,000 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $664.00 and $664.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F10The options vested annually in five equal installments beginning on the first anniversary of the date of grant.
- F2Represents the average sales price of multiple individual transactions at prices between $665.04 and $665.51. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $663.00 and $663.96. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $664.00 and $664.98. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sales price of multiple individual transactions at prices between $665.00 and $665.68. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6Represents the average sales price of multiple individual transactions at prices between $666.00 and $666.01. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F7Represents the average sales price of multiple individual transactions at prices between $665.00 and $665.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F8Represents the average sales price of multiple individual transactions at prices between $667.50 and $668.22. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F9Filer holds a pecuniary life interest (usufruct) on these shares.