SEC Form 4 · accession 0001515622-17-000090
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Kirk
Officer — Head of Product Inspection
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 29, 2017 | M | 1,284 | $169.37 | A | 2,444 | D | |
| Common Stock, par value $0.01 per share | Nov 29, 2017 | M | 248 | $244.99 | A | 2,692 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 29, 2017 | S | 800 | $626.21 | D | 1,892 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 29, 2017 | S | 400 | $627.88 | D | 1,492 | D | |
| Common Stock, par value $0.01 per share | Nov 29, 2017 | S | 100 | $628.67 | D | 1,392 | D | |
| Common Stock, par value $0.01 per shareF3 | Nov 29, 2017 | S | 200 | $630.38 | D | 1,192 | D | |
| Common Stock, par value $0.01 per share | Nov 29, 2017 | S | 100 | $631.17 | D | 1,092 | D | |
| Common Stock, par value $0.01 per share | Nov 29, 2017 | S | 100 | $633.70 | D | 992 | D | |
| Common Stock, par value $0.01 per share | Nov 30, 2017 | M | 711 | $244.99 | A | 1,703 | D | |
| Common Stock, par value $0.01 per share | Nov 30, 2017 | M | 902 | $263.62 | A | 2,605 | D | |
| Common Stock, par value $0.01 per share | Nov 30, 2017 | M | 838 | $312.36 | A | 3,443 | D | |
| Common Stock, par value $0.01 per share | Nov 30, 2017 | M | 658 | $397.95 | A | 4,101 | D | |
| Common Stock, par value $0.01 per shareF4 | Nov 30, 2017 | S | 400 | $626.97 | D | 3,701 | D | |
| Common Stock, par value $0.01 per shareF5 | Nov 30, 2017 | S | 406 | $627.87 | D | 3,295 | D | |
| Common Stock, par value $0.01 per shareF6 | Nov 30, 2017 | S | 1,000 | $629.45 | D | 2,295 | D | |
| Common Stock, par value $0.01 per shareF7 | Nov 30, 2017 | S | 600 | $630.82 | D | 1,695 | D | |
| Common Stock, par value $0.01 per shareF8 | Nov 30, 2017 | S | 620 | $631.44 | D | 1,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F9 | $169.37 | Nov 29, 2017 | M | 1,284 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock, par value $0.01 per share | 1,284 | 0 | D |
| Stock Option (right to buy)F10 | $244.99 | Nov 29, 2017 | M | 248 | D | Nov 7, 2014 | Nov 7, 2023 | Common Stock, par value $0.01 per share | 248 | 1,670 | D |
| Stock Option (right to buy)F10 | $244.99 | Nov 30, 2017 | M | 711 | D | Nov 7, 2014 | Nov 7, 2023 | Common Stock, par value $0.01 per share | 711 | 959 | D |
| Stock Option (right to buy)F10 | $263.62 | Nov 30, 2017 | M | 902 | D | Nov 6, 2015 | Nov 6, 2024 | Common Stock, par value $0.01 per share | 902 | 1,804 | D |
| Stock Option (right to buy)F10 | $312.36 | Nov 30, 2017 | M | 838 | D | Nov 5, 2016 | Nov 5, 2025 | Common Stock, par value $0.01 per share | 838 | 2,514 | D |
| Stock Option (right to buy)F10 | $397.95 | Nov 30, 2017 | M | 658 | D | Nov 3, 2017 | Nov 3, 2026 | Common Stock, par value $0.01 per share | 658 | 2,632 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $626.00 and $626.76. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F10The options vest annually in five equal installments beginning on the first anniversary of the date of grant.
- F2Represents the average sales price of multiple individual transactions at prices between $627.34 and $628.29. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $630.00 and $630.75. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $626.51 and $627.28. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sales price of multiple individual transactions at prices between $627.67 and $628.25. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6Represents the average sales price of multiple individual transactions at prices between $629.09 and $629.84. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F7Represents the average sales price of multiple individual transactions at prices between $630.17 and $631.16. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F8Represents the average sales price of multiple individual transactions at prices between $631.24 and $631.78. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F9The options vested annually in five equal installments beginning on the first anniversary of the date of grant.