SEC Form 4 · accession 0001515622-17-000083
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Donnelly
Officer — Executive Vice President
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 13, 2017 | M | 3,000 | $133.00 | A | 4,000 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 13, 2017 | S | 200 | $621.31 | D | 3,800 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 13, 2017 | S | 200 | $625.65 | D | 3,600 | D | |
| Common Stock, par value $0.01 per shareF3 | Nov 13, 2017 | S | 300 | $627.56 | D | 3,300 | D | |
| Common Stock, par value $0.01 per shareF4 | Nov 13, 2017 | S | 700 | $628.27 | D | 2,600 | D | |
| Common Stock, par value $0.01 per shareF5 | Nov 13, 2017 | S | 525 | $629.56 | D | 2,075 | D | |
| Common Stock, par value $0.01 per shareF6 | Nov 13, 2017 | S | 977 | $630.88 | D | 1,098 | D | |
| Common Stock, par value $0.01 per share | Nov 13, 2017 | S | 98 | $631.78 | D | 1,000 | D | |
| Common Stock, par value $0.01 per share | Nov 14, 2017 | M | 7,000 | $133.00 | A | 8,000 | D | |
| Common Stock, par value $0.01 per shareF7 | Nov 14, 2017 | S | 5,100 | $630.34 | D | 2,900 | D | |
| Common Stock, par value $0.01 per shareF8 | Nov 14, 2017 | S | 1,800 | $631.11 | D | 1,100 | D | |
| Common Stock, par value $0.01 per share | Nov 14, 2017 | S | 100 | $632.07 | D | 1,000 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 20,788 | I | By spouse's trust | |
| Common Stock, par value $0.01 per shareF9 | holding | — | — | — | 20,806 | I | By filer's trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F10 | $133.00 | Nov 13, 2017 | M | 3,000 | D | Nov 3, 2011 | Nov 3, 2020 | Common Stock, par value $0.01 per share | 3,000 | 22,105 | D |
| Stock Option (right to buy)F10 | $133.00 | Nov 14, 2017 | M | 7,000 | D | Nov 3, 2011 | Nov 3, 2020 | Common Stock, par value $0.01 per share | 7,000 | 15,105 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $621.26 and $621.35. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F10The options vested annually in five equal installments beginning on the first anniversary of the date of grant.
- F2Represents the average sales price of multiple individual transactions at prices between $625.40 and $625.91. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $626.99 and $627.90. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $628.04 and $628.52. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sales price of multiple individual transactions at prices between $629.06 and $629.87. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6Represents the average sales price of multiple individual transactions at prices between $630.55 and $631.51. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F7Represents the average sales price of multiple individual transactions at prices between $630.00 and $630.97. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F8Represents the average sales price of multiple individual transactions at prices between $631.00 and $631.44. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F9Filer no longer has a reportable interest in 2,607 shares of MTD common stock owned by his children and included in the reporting person's prior ownership reports.