SEC Form 4 · accession 0001515622-17-000048
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Spoerry
Director
Period of report
Aug 22, 2017
Accepted (ET)
Aug 24, 2017 · 9:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 22, 2017 | M | 2,700 | $90.76 | A | 8,287 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 22, 2017 | S | 1,300 | $590.46 | D | 6,987 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 22, 2017 | S | 400 | $591.23 | D | 6,587 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 22, 2017 | S | 900 | $592.62 | D | 5,687 | D | |
| Common Stock, par value $0.01 per share | Aug 22, 2017 | S | 100 | $593.51 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | Aug 23, 2017 | M | 2,300 | $90.76 | A | 7,887 | D | |
| Common Stock, par value $0.01 per shareF4 | Aug 23, 2017 | S | 2,300 | $590.04 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 10,000 | I | By spouse | |
| Common Stock, par value $0.01 per shareF5 | holding | — | — | — | 346,826 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F6 | $90.76 | Aug 22, 2017 | M | 2,700 | D | Oct 28, 2010 | Oct 28, 2019 | Common Stock, par value $0.01 per share | 2,700 | 17,155 | D |
| Stock Option (right to buy)F6 | $90.76 | Aug 23, 2017 | M | 2,300 | D | Oct 28, 2010 | Oct 28, 2019 | Common Stock, par value $0.01 per share | 2,300 | 14,855 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $590.00 and $590.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $591.09 and $591.54. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $592.34 and $592.87. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $590.00 and $590.26. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Filer holds a pecuniary life interest (usufruct) on these shares.
- F6The options vested annually in five equal installments beginning on the first anniversary of the date of grant.