SEC Form 4 · accession 0001515622-17-000046
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caratsch
Officer — Head of Laboratory
Period of report
Aug 11, 2017
Accepted (ET)
Aug 15, 2017 · 9:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 11, 2017 | M | 1,500 | $169.37 | A | 2,270 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 11, 2017 | S | 1,500 | $580.05 | D | 770 | D | |
| Common Stock, par value $0.01 per share | Aug 14, 2017 | M | 1,500 | $169.37 | A | 2,270 | D | |
| Common Stock, par value $0.01 per share | Aug 14, 2017 | S | 1,500 | $584.00 | D | 770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $169.37 | Aug 11, 2017 | M | 1,500 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock, par value $0.01 per share | 1,500 | 6,245 | D |
| Stock Option (right to buy)F2 | $169.37 | Aug 14, 2017 | M | 1,500 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock, par value $0.01 per share | 1,500 | 4,745 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $580.00 and $580.33. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2The options vest annually in five equal installments beginning on the first anniversary of the date of grant.