SEC Form 4 · accession 0001515622-17-000011
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver A Filliol
Officer — President and CEO · Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 10:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 8, 2017 | M | 1,000 | $105.11 | A | 17,279 | D | |
| Common Stock, par value $0.01 per share | Feb 8, 2017 | M | 15,000 | $112.37 | A | 32,279 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 8, 2017 | S | 6,041 | $461.18 | D | 26,238 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 8, 2017 | S | 5,316 | $462.18 | D | 20,922 | D | |
| Common Stock, par value $0.01 per shareF3 | Feb 8, 2017 | S | 2,943 | $463.20 | D | 17,979 | D | |
| Common Stock, par value $0.01 per shareF4 | Feb 8, 2017 | S | 1,700 | $464.05 | D | 16,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $105.11 | Feb 8, 2017 | M | 1,000 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 1,000 | 0 | D |
| Stock Option (right to buy)F6 | $112.37 | Feb 8, 2017 | M | 15,000 | D | Jan 3, 2013 | Jan 3, 2018 | Common Stock, par value $0.01 per share | 15,000 | 36,800 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $460.72 and $461.70. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $461.81 and $462.81. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $462.83 and $463.70. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $463.88 and $464.56. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5The options vested annually in five equal installments beginning on the first anniversary of the date of grant.
- F6The options vested on the fifth anniversary of the date of grant.