SEC Form 4 · accession 0001515622-17-000002
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caratsch
Officer — Head of Laboratory
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 9:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 6, 2017 | M | 10,000 | $133.00 | A | 10,770 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 6, 2017 | S | 2,281 | $462.34 | D | 8,489 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 6, 2017 | S | 3,619 | $463.23 | D | 4,870 | D | |
| Common Stock, par value $0.01 per share | Feb 6, 2017 | S | 2,100 | $464.00 | D | 2,770 | D | |
| Common Stock, par value $0.01 per share | Feb 6, 2017 | S | 2,000 | $465.00 | D | 770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $133.00 | Feb 6, 2017 | M | 10,000 | D | Nov 3, 2011 | Nov 3, 2020 | Common Stock, par value $0.01 per share | 10,000 | 570 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $461.77 and $462.75. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $462.81 and $463.80. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3The options vested annually in five equal installments beginning on the first anniversary of the date of grant.