SEC Form 4 · accession 0001515622-16-000134
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver A Filliol
Officer — President and CEO · Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 9:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 9, 2016 | M | 15,000 | $112.37 | A | 31,279 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 9, 2016 | S | 1,594 | $425.19 | D | 29,685 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 9, 2016 | S | 3,772 | $426.04 | D | 25,913 | D | |
| Common Stock, par value $0.01 per shareF3 | Nov 9, 2016 | S | 4,696 | $427.37 | D | 21,217 | D | |
| Common Stock, par value $0.01 per shareF4 | Nov 9, 2016 | S | 1,700 | $428.30 | D | 19,517 | D | |
| Common Stock, par value $0.01 per shareF5 | Nov 9, 2016 | S | 2,838 | $429.55 | D | 16,679 | D | |
| Common Stock, par value $0.01 per shareF6 | Nov 9, 2016 | S | 400 | $430.26 | D | 16,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F7 | $112.37 | Nov 9, 2016 | M | 15,000 | D | Jan 3, 2013 | Jan 3, 2018 | Common Stock, par value $0.01 per share | 15,000 | 51,800 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $424.58 and $425.55. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $425.61 and $426.58. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $426.81 and $427.80. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $427.81 and $428.66. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sales price of multiple individual transactions at prices between $428.97 and $429.95. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6Represents the average sales price of multiple individual transactions at prices between $429.97 and $430.57. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F7The options vested on the fifth anniversary of the date of grant.