SEC Form 4 · accession 0001515622-16-000133
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Donnelly
Officer — Executive Vice President
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 7, 2016 | M | 20,000 | $73.69 | A | 21,000 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 7, 2016 | S | 1,100 | $423.17 | D | 19,900 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 7, 2016 | S | 1,738 | $424.17 | D | 18,162 | D | |
| Common Stock, par value $0.01 per shareF3 | Nov 7, 2016 | S | 2,662 | $425.30 | D | 15,500 | D | |
| Common Stock, par value $0.01 per shareF4 | Nov 7, 2016 | S | 3,060 | $426.39 | D | 12,440 | D | |
| Common Stock, par value $0.01 per shareF5 | Nov 7, 2016 | S | 5,596 | $427.51 | D | 6,844 | D | |
| Common Stock, par value $0.01 per shareF6 | Nov 7, 2016 | S | 5,844 | $428.23 | D | 1,000 | D | |
| Common Stock, par value $0.01 per share | Nov 8, 2016 | M | 10,067 | $73.69 | A | 11,067 | D | |
| Common Stock, par value $0.01 per shareF7 | Nov 8, 2016 | S | 1,685 | $426.65 | D | 9,382 | D | |
| Common Stock, par value $0.01 per shareF8 | Nov 8, 2016 | S | 615 | $427.81 | D | 8,767 | D | |
| Common Stock, par value $0.01 per shareF9 | Nov 8, 2016 | S | 244 | $428.75 | D | 8,523 | D | |
| Common Stock, par value $0.01 per shareF10 | Nov 8, 2016 | S | 700 | $430.36 | D | 7,823 | D | |
| Common Stock, par value $0.01 per shareF11 | Nov 8, 2016 | S | 6,723 | $431.28 | D | 1,100 | D | |
| Common Stock, par value $0.01 per share | Nov 8, 2016 | S | 100 | $431.80 | D | 1,000 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 22,271 | I | By spouse's trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 22,289 | D | ||
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,607 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F12 | $73.69 | Nov 7, 2016 | M | 20,000 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 20,000 | 10,067 | D |
| Stock Option (right to buy)F12 | $73.69 | Nov 8, 2016 | M | 10,067 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 10,067 | 0 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $422.71 and $423.60. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F10Represents the average sales price of multiple individual transactions at prices between $429.72 and $430.65. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F11Represents the average sales price of multiple individual transactions at prices between $430.72 and $431.60. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F12The options vested annually in five equal installments beginning on the first anniversary of the date of grant.
- F2Represents the average sales price of multiple individual transactions at prices between $423.77 and $424.60. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $424.84 and $425.78. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $425.91 and $426.88. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sales price of multiple individual transactions at prices between $426.93 and $427.90. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6Represents the average sales price of multiple individual transactions at prices between $427.94 and $428.89. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F7Represents the average sales price of multiple individual transactions at prices between $426.22 and $427.20. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F8Represents the average sales price of multiple individual transactions at prices between $427.30 and $428.22. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F9Represents the average sales price of multiple individual transactions at prices between $428.37 and $429.25. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.