SEC Form 4 · accession 0001515622-16-000129
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Kirk
Officer — Head of Product Inspection
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 7, 2016 | M | 2,136 | $169.37 | A | 2,354 | D | |
| Common Stock, par value $0.01 per share | Nov 7, 2016 | M | 1,000 | $244.99 | A | 3,354 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 7, 2016 | S | 1,057 | $427.44 | D | 2,297 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 7, 2016 | S | 2,079 | $428.31 | D | 218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $169.37 | Nov 7, 2016 | M | 2,136 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock, par value $0.01 per share | 2,136 | 1,284 | D |
| Stock Option (right to buy)F3 | $244.99 | Nov 7, 2016 | M | 1,000 | D | Nov 7, 2014 | Nov 7, 2023 | Common Stock, par value $0.01 per share | 1,000 | 3,795 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $427.01 and $427.89. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $428.08 and $428.95. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3The options vest annually in five equal installments beginning on the first anniversary of the date of grant.