SEC Form 4 · accession 0001515622-16-000105
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Donnelly
Officer — Executive Vice President
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 9:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 11, 2016 | M | 3,800 | $73.69 | A | 4,800 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 11, 2016 | S | 3,800 | $403.74 | D | 1,000 | D | |
| Common Stock, par value $0.01 per share | Aug 11, 2016 | M | 1,100 | $73.69 | A | 2,100 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 11, 2016 | S | 1,100 | $404.97 | D | 1,000 | D | |
| Common Stock, par value $0.01 per share | Aug 11, 2016 | M | 100 | $73.69 | A | 1,100 | D | |
| Common Stock, par value $0.01 per share | Aug 11, 2016 | S | 100 | $405.54 | D | 1,000 | D | |
| Common Stock, par value $0.01 per share | Aug 12, 2016 | M | 5,000 | $73.69 | A | 6,000 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 12, 2016 | S | 5,000 | $402.41 | D | 1,000 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 22,271 | I | By spouse's trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 22,289 | I | By filer's trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 2,607 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $73.69 | Aug 11, 2016 | M | 3,800 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 3,800 | 41,300 | D |
| Stock Option (right to buy)F4 | $73.69 | Aug 11, 2016 | M | 1,100 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 1,100 | 40,200 | D |
| Stock Option (right to buy)F4 | $73.69 | Aug 11, 2016 | M | 100 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 100 | 40,100 | D |
| Stock Option (right to buy)F4 | $73.69 | Aug 12, 2016 | M | 5,000 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 5,000 | 35,100 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $403.39 and $404.35. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $404.44 and $405.41. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $402.40 and $402.51. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4The options vested annually in five equal installments beginning on the first anniversary of the date of grant.