SEC Form 4 · accession 0001515622-16-000103
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver A Filliol
Officer — President and CEO · Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 10:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 8, 2016 | M | 4,709 | $105.11 | A | 20,988 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 8, 2016 | S | 4,709 | $397.94 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 8, 2016 | M | 4,255 | $105.11 | A | 20,534 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 8, 2016 | S | 4,255 | $398.44 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 8, 2016 | M | 1,836 | $105.11 | A | 18,115 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 8, 2016 | S | 1,836 | $399.61 | D | 16,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $105.11 | Aug 8, 2016 | M | 4,709 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 4,709 | 7,091 | D |
| Stock Option (right to buy)F4 | $105.11 | Aug 8, 2016 | M | 4,255 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 4,255 | 2,836 | D |
| Stock Option (right to buy)F4 | $105.11 | Aug 8, 2016 | M | 1,836 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 1,836 | 1,000 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $397.20 and $398.18. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $398.22 and $398.78. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $399.32 and $400.00. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4The options vested annually in five equal installments beginning on the first anniversary of the date of grant.