SEC Form 4 · accession 0001515622-16-000102
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver A Filliol
Officer — President and CEO · Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 10:19 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 3, 2016 | M | 2,893 | $105.11 | A | 19,172 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 3, 2016 | S | 2,893 | $398.20 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 3, 2016 | M | 5,507 | $105.11 | A | 21,786 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 3, 2016 | S | 5,507 | $399.15 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 3, 2016 | M | 1,600 | $105.11 | A | 17,879 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 3, 2016 | S | 1,600 | $400.05 | D | 16,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $105.11 | Aug 3, 2016 | M | 2,893 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 2,893 | 18,907 | D |
| Stock Option (right to buy)F4 | $105.11 | Aug 3, 2016 | M | 5,507 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 5,507 | 13,400 | D |
| Stock Option (right to buy)F4 | $105.11 | Aug 3, 2016 | M | 1,600 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 1,600 | 11,800 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $397.72 and $398.71. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $398.75 and $399.73. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $399.75 and $400.71. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4The options vested annually in five equal installments beginning on the first anniversary of the date of grant.