SEC Form 4 · accession 0001515622-16-000101
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Kirk
Officer — Head of Product Inspection
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 2, 2016 | M | 2,074 | $169.37 | A | 2,510 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 2, 2016 | S | 992 | $405.36 | D | 1,518 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 2, 2016 | S | 1,000 | $406.65 | D | 518 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 2, 2016 | S | 300 | $408.45 | D | 218 | D | |
| Common Stock, par value $0.01 per share | Aug 3, 2016 | M | 926 | $169.37 | A | 1,144 | D | |
| Common Stock, par value $0.01 per shareF4 | Aug 3, 2016 | S | 926 | $399.58 | D | 218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $169.37 | Aug 2, 2016 | M | 2,074 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock, par value $0.01 per share | 2,074 | 4,346 | D |
| Stock Option (right to buy)F5 | $169.37 | Aug 3, 2016 | M | 926 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock, par value $0.01 per share | 926 | 3,420 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $405.00 and $405.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $406.17 and $407.07. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $408.42 and $408.48. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $399.50 and $399.85. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5The options vest annually in five equal installments beginning on the first anniversary of the date of grant.