SEC Form 4 · accession 0001515622-16-000099
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Spoerry
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 1, 2016 | M | 1,494 | $105.11 | A | 7,081 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 1, 2016 | S | 1,494 | $411.52 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | Aug 1, 2016 | M | 3,100 | $105.11 | A | 8,687 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 1, 2016 | S | 3,100 | $412.64 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | Aug 1, 2016 | M | 406 | $105.11 | A | 5,993 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 1, 2016 | S | 406 | $413.14 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 10,000 | I | By spouse | |
| Common Stock, par value $0.01 per shareF4 | holding | — | — | — | 346,826 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $105.11 | Aug 1, 2016 | M | 1,494 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 1,494 | 8,906 | D |
| Stock Option (right to buy)F5 | $105.11 | Aug 1, 2016 | M | 3,100 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 3,100 | 5,806 | D |
| Stock Option (right to buy)F5 | $105.11 | Aug 1, 2016 | M | 406 | D | Nov 1, 2008 | Nov 1, 2017 | Common Stock, par value $0.01 per share | 406 | 5,400 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $411.00 and $411.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $412.07 and $413.04. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $413.07 and $413.43. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Filer holds a pecuniary life interest (usufruct) on these shares.
- F5The options vested annually in five equal installments beginning on the first anniversary of the date of grant.