SEC Form 4 · accession 0001515622-16-000080
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc de la Guerroniere
Officer — Head of Eur & NA Market Orgs.
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 11:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 2, 2016 | M | 1,995 | $90.76 | A | 13,445 | D | |
| Common Stock, par value $0.01 per shareF1 | Mar 2, 2016 | S | 1,995 | $325.52 | D | 11,450 | D | |
| Common Stock, par value $0.01 per share | Mar 2, 2016 | M | 2,486 | $90.76 | A | 13,936 | D | |
| Common Stock, par value $0.01 per shareF2 | Mar 2, 2016 | S | 2,486 | $326.42 | D | 11,450 | D | |
| Common Stock, par value $0.01 per share | Mar 2, 2016 | M | 1,300 | $90.76 | A | 12,750 | D | |
| Common Stock, par value $0.01 per shareF3 | Mar 2, 2016 | S | 1,300 | $327.56 | D | 11,450 | D | |
| Common Stock, par value $0.01 per share | Mar 2, 2016 | M | 1,400 | $90.76 | A | 12,850 | D | |
| Common Stock, par value $0.01 per shareF4 | Mar 2, 2016 | S | 1,400 | $328.72 | D | 11,450 | D | |
| Common Stock, par value $0.01 per share | Mar 2, 2016 | M | 581 | $90.76 | A | 12,031 | D | |
| Common Stock, par value $0.01 per shareF5 | Mar 2, 2016 | S | 581 | $329.93 | D | 11,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F6 | $90.76 | Mar 2, 2016 | M | 1,995 | D | Oct 28, 2010 | Oct 28, 2019 | Common Stock, par value $0.01 per share | 1,995 | 5,767 | D |
| Stock Option (right to buy)F6 | $90.76 | Mar 2, 2016 | M | 2,486 | D | Oct 28, 2010 | Oct 28, 2019 | Common Stock, par value $0.01 per share | 2,486 | 3,281 | D |
| Stock Option (right to buy)F6 | $90.76 | Mar 2, 2016 | M | 1,300 | D | Oct 28, 2010 | Oct 28, 2019 | Common Stock, par value $0.01 per share | 1,300 | 1,981 | D |
| Stock Option (right to buy)F6 | $90.76 | Mar 2, 2016 | M | 1,400 | D | Oct 28, 2010 | Oct 28, 2019 | Common Stock, par value $0.01 per share | 1,400 | 581 | D |
| Stock Option (right to buy)F6 | $90.76 | Mar 2, 2016 | M | 581 | D | Oct 28, 2010 | Oct 28, 2019 | Common Stock, par value $0.01 per share | 581 | 0 | D |
Explanation of responses
- F1Represents the average sale price of multiple individual transactions at prices between $325.00 and $325.85. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sale price of multiple individual transactions at prices between $326.03 and $327.01. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sale price of multiple individual transactions at prices between $327.15 and $328.04. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sale price of multiple individual transactions at prices between $328.36 and $329.21. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sale price of multiple individual transactions at prices between $329.61 and $330.01. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6The options vested annually in five equal installments beginning on the first anniversary of the date of grant.