SEC Form 4 · accession 0001515622-15-000067
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Salice
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 30, 2015 | M | 600 | $73.69 | A | 38,178 | D | |
| Common Stock, par value $0.01 per share | Nov 30, 2015 | S | 600 | $343.00 | D | 37,578 | D | |
| Common Stock, par value $0.01 per share | Dec 1, 2015 | M | 167 | $73.69 | A | 37,745 | D | |
| Common Stock, par value $0.01 per share | Dec 1, 2015 | S | 167 | $343.00 | D | 37,578 | D | |
| Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 80,000 | I | By SRB Investments LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $73.69 | Nov 30, 2015 | M | 600 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 600 | 4,100 | D |
| Stock Option (right to buy)F2 | $73.69 | Dec 1, 2015 | M | 167 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 167 | 3,933 | D |
Explanation of responses
- F1The reported securities are held by SRB Investments LLC, a limited liability company of which the reporting person is the sole Operations Manager. The reporting person disclaims beneficial ownership of the MTD common stock held by SRB Investments LLC except to the extent of his pecuniary interest therein.
- F2The options vested annually in five equal installments beginning on the first anniversary of the date of grant.