SEC Form 4 · accession 0001515622-15-000060
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver A Filliol
Officer — President and CEO · Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 10:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 11, 2015 | M | 6,396 | $73.69 | A | 22,675 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 11, 2015 | S | 6,396 | $332.75 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2015 | M | 2,304 | $73.69 | A | 18,583 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 11, 2015 | S | 2,304 | $333.70 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2015 | M | 3,000 | $73.69 | A | 19,279 | D | |
| Common Stock, par value $0.01 per shareF3 | Nov 11, 2015 | S | 3,000 | $334.64 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2015 | M | 700 | $73.69 | A | 16,979 | D | |
| Common Stock, par value $0.01 per shareF4 | Nov 11, 2015 | S | 700 | $335.42 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2015 | M | 100 | $73.69 | A | 16,379 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2015 | S | 100 | $336.25 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Nov 12, 2015 | M | 3,400 | $73.69 | A | 19,679 | D | |
| Common Stock, par value $0.01 per shareF5 | Nov 12, 2015 | S | 3,400 | $328.11 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Nov 12, 2015 | M | 1,200 | $73.69 | A | 17,479 | D | |
| Common Stock, par value $0.01 per shareF6 | Nov 12, 2015 | S | 1,200 | $329.64 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Nov 12, 2015 | M | 600 | $73.69 | A | 16,879 | D | |
| Common Stock, par value $0.01 per shareF7 | Nov 12, 2015 | S | 600 | $330.64 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Nov 12, 2015 | M | 500 | $73.69 | A | 16,779 | D | |
| Common Stock, par value $0.01 per shareF8 | Nov 12, 2015 | S | 500 | $331.75 | D | 16,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F9 | $73.69 | Nov 11, 2015 | M | 6,396 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 6,396 | 18,604 | D |
| Stock Option (right to buy)F9 | $73.69 | Nov 11, 2015 | M | 2,304 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 2,304 | 16,300 | D |
| Stock Option (right to buy)F9 | $73.69 | Nov 11, 2015 | M | 3,000 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 3,000 | 13,300 | D |
| Stock Option (right to buy)F9 | $73.69 | Nov 11, 2015 | M | 700 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 700 | 12,600 | D |
| Stock Option (right to buy)F9 | $73.69 | Nov 11, 2015 | M | 100 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 100 | 12,500 | D |
| Stock Option (right to buy)F9 | $73.69 | Nov 12, 2015 | M | 3,400 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 3,400 | 9,100 | D |
| Stock Option (right to buy)F9 | $73.69 | Nov 12, 2015 | M | 1,200 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 1,200 | 7,900 | D |
| Stock Option (right to buy)F9 | $73.69 | Nov 12, 2015 | M | 600 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 600 | 7,300 | D |
| Stock Option (right to buy)F9 | $73.69 | Nov 12, 2015 | M | 500 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 500 | 6,800 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $332.14 and $333.13. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $333.15 and $334.12. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $334.20 and $335.17. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $335.24 and $335.70. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sales price of multiple individual transactions at prices between $328.00 and $328.73. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6Represents the average sales price of multiple individual transactions at prices between $329.22 and $330.17. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F7Represents the average sales price of multiple individual transactions at prices between $330.33 and $331.10. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F8Represents the average sales price of multiple individual transactions at prices between $331.48 and $332.44. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F9The options vested annually in five equal installments beginning on the first anniversary of the date of grant.