SEC Form 4 · accession 0001515622-15-000058
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Spoerry
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 9:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 9, 2015 | M | 400 | $68.06 | A | 5,987 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 9, 2015 | S | 400 | $330.18 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | Nov 10, 2015 | M | 6,200 | $68.06 | A | 11,787 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 10, 2015 | S | 6,200 | $330.39 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | Nov 10, 2015 | M | 3,400 | $68.06 | A | 8,987 | D | |
| Common Stock, par value $0.01 per shareF3 | Nov 10, 2015 | S | 3,400 | $331.43 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2015 | M | 1,700 | $68.06 | A | 7,287 | D | |
| Common Stock, par value $0.01 per shareF4 | Nov 11, 2015 | S | 1,700 | $333.53 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2015 | M | 2,600 | $68.06 | A | 8,187 | D | |
| Common Stock, par value $0.01 per shareF5 | Nov 11, 2015 | S | 2,600 | $334.54 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | Nov 11, 2015 | M | 700 | $68.06 | A | 6,287 | D | |
| Common Stock, par value $0.01 per shareF6 | Nov 11, 2015 | S | 700 | $335.48 | D | 5,587 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 17,777 | I | By spouse | |
| Common Stock, par value $0.01 per shareF7 | holding | — | — | — | 346,826 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F8 | $68.06 | Nov 9, 2015 | M | 400 | D | Nov 2, 2007 | May 2, 2017 | Common Stock, par value $0.01 per share | 400 | 19,600 | D |
| Stock Option (right to buy)F8 | $68.06 | Nov 10, 2015 | M | 6,200 | D | Nov 2, 2007 | May 2, 2017 | Common Stock, par value $0.01 per share | 6,200 | 13,400 | D |
| Stock Option (right to buy)F8 | $68.06 | Nov 10, 2015 | M | 3,400 | D | Nov 2, 2007 | May 2, 2017 | Common Stock, par value $0.01 per share | 3,400 | 10,000 | D |
| Stock Option (right to buy)F8 | $68.06 | Nov 11, 2015 | M | 1,700 | D | Nov 2, 2007 | May 2, 2017 | Common Stock, par value $0.01 per share | 1,700 | 8,300 | D |
| Stock Option (right to buy)F8 | $68.06 | Nov 11, 2015 | M | 2,600 | D | Nov 2, 2007 | May 2, 2017 | Common Stock, par value $0.01 per share | 2,600 | 5,700 | D |
| Stock Option (right to buy)F8 | $68.06 | Nov 11, 2015 | M | 700 | D | Nov 2, 2007 | May 2, 2017 | Common Stock, par value $0.01 per share | 700 | 5,000 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $330.13 and $330.30. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $330.00 and $330.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $331.01 and $331.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $333.00 and $333.97. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sales price of multiple individual transactions at prices between $334.01 and $335.01. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6Represents the average sales price of multiple individual transactions at prices between $335.07 and $336.02. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F7Filer holds a pecuniary life interest (usufruct) on these shares.
- F8The options vested annually in five equal installments beginning on the first anniversary of the date of grant.