SEC Form 4 · accession 0001515622-15-000035
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver A Filliol
Officer — President and CEO · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 10:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 10, 2015 | M | 4,400 | $73.69 | A | 20,679 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 10, 2015 | S | 4,400 | $333.25 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 10, 2015 | M | 5,830 | $73.69 | A | 22,109 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 10, 2015 | S | 5,830 | $334.08 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 10, 2015 | M | 2,196 | $73.69 | A | 18,475 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 10, 2015 | S | 2,196 | $335.02 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 10, 2015 | M | 200 | $73.69 | A | 16,479 | D | |
| Common Stock, par value $0.01 per shareF4 | Aug 10, 2015 | S | 200 | $335.79 | D | 16,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $73.69 | Aug 10, 2015 | M | 4,400 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 4,400 | 33,226 | D |
| Stock Option (right to buy)F5 | $73.69 | Aug 10, 2015 | M | 5,830 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 5,830 | 27,396 | D |
| Stock Option (right to buy)F5 | $73.69 | Aug 10, 2015 | M | 2,196 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 2,196 | 25,200 | D |
| Stock Option (right to buy)F5 | $73.69 | Aug 10, 2015 | M | 200 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 200 | 25,000 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $332.57 and $333.54. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $333.57 and $334.54. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $334.65 and $335.62. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $335.72 and $335.86. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5The options vested annually in five equal installments beginning on the first anniversary of the date of grant.