SEC Form 4 · accession 0001515622-15-000032
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver A Filliol
Officer — President and CEO · Director
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 9:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 4, 2015 | M | 5,474 | $73.69 | A | 21,753 | D | |
| Common Stock, par value $0.01 per shareF1 | Aug 4, 2015 | S | 5,474 | $330.22 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 4, 2015 | M | 2,100 | $73.69 | A | 18,379 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 4, 2015 | S | 2,100 | $331.52 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 4, 2015 | M | 2,900 | $73.69 | A | 19,179 | D | |
| Common Stock, par value $0.01 per shareF3 | Aug 4, 2015 | S | 2,900 | $332.58 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 4, 2015 | M | 1,627 | $73.69 | A | 17,906 | D | |
| Common Stock, par value $0.01 per shareF4 | Aug 4, 2015 | S | 1,627 | $333.18 | D | 16,279 | D | |
| Common Stock, par value $0.01 per share | Aug 4, 2015 | M | 273 | $73.69 | A | 16,552 | D | |
| Common Stock, par value $0.01 per shareF5 | Aug 4, 2015 | S | 273 | $334.89 | D | 16,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F6 | $73.69 | Aug 4, 2015 | M | 5,474 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 5,474 | 44,526 | D |
| Stock Option (right to buy)F6 | $73.69 | Aug 4, 2015 | M | 2,100 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 2,100 | 42,426 | D |
| Stock Option (right to buy)F6 | $73.69 | Aug 4, 2015 | M | 2,900 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 2,900 | 39,526 | D |
| Stock Option (right to buy)F6 | $73.69 | Aug 4, 2015 | M | 1,627 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 1,627 | 37,899 | D |
| Stock Option (right to buy)F6 | $73.69 | Aug 4, 2015 | M | 273 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 273 | 37,626 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $330.00 and $330.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $331.01 and $331.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $332.01 and $332.96. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $333.01 and $333.82. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5Represents the average sales price of multiple individual transactions at prices between $334.43 and $335.15. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F6The options vested annually in five equal installments beginning on the first anniversary of the date of grant.