SEC Form 4 · accession 0001515622-15-000016
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caratsch
Officer — Head of Laboratory
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Feb 25, 2015 | M | 4,000 | $112.37 | A | 4,770 | D | |
| Common Stock, par value $0.01 per share | Feb 25, 2015 | M | 102 | $73.69 | A | 4,872 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 25, 2015 | S | 4,002 | $318.14 | D | 870 | D | |
| Common Stock, par value $0.01 per share | Feb 25, 2015 | S | 100 | $317.50 | D | 770 | D | |
| Common Stock, par value $0.01 per share | Feb 26, 2015 | M | 1,243 | $73.69 | A | 2,013 | D | |
| Common Stock, par value $0.01 per share | Feb 26, 2015 | S | 1,243 | $316.00 | D | 770 | D | |
| Common Stock, par value $0.01 per share | Feb 26, 2015 | M | 2,255 | $73.69 | A | 3,025 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 26, 2015 | S | 2,255 | $316.60 | D | 770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $112.37 | Feb 25, 2015 | M | 4,000 | D | Jan 3, 2013 | Jan 3, 2018 | Common Stock, par value $0.01 per share | 4,000 | 0 | D |
| Stock Option (right to buy)F4 | $73.69 | Feb 25, 2015 | M | 102 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 102 | 3,498 | D |
| Stock Option (right to buy)F4 | $73.69 | Feb 26, 2015 | M | 1,243 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 1,243 | 2,255 | D |
| Stock Option (right to buy)F4 | $73.69 | Feb 26, 2015 | M | 2,255 | D | Nov 6, 2009 | Nov 6, 2018 | Common Stock, par value $0.01 per share | 2,255 | 0 | D |
Explanation of responses
- F1Represents the average sale price of multiple individual transactions at prices between $318.00 and $318.60. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sale price of multiple individual transactions at prices between $316.50 and $317.05. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3The options fully vested on the fifth anniversary of the date of grant, upon the achievement of performance targets.
- F4The options vested annually in five equal installments beginning on the first anniversary of the date of grant.