SEC Form 4 · accession 0001037390-18-000067
GRIFFIN INDUSTRIAL REALTY, INC. · GRIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Gamzon
Officer — President and CEO · Director · 10% Owner
Period of report
Aug 16, 2018
Accepted (ET)
Aug 17, 2018 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037390
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2018 | M | 7,500 | $33.07 | A | 12,971 | D | |
| Common Stock | Aug 16, 2018 | F | 5,471 | $40.21 | D | 7,500 | D | |
| Common StockF1 | holding | — | — | — | 50,000 | I | Footnote | |
| Common StockF2 | holding | — | — | — | 415,733 | I | Footnote | |
| Common Stock | holding | — | — | — | 10,550 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $33.07 | Aug 16, 2018 | X | 2,500 | D | Jan 21, 2012 | Jan 20, 2019 | Common Stock | 2,500 | 0 | D |
| Stock Options | $33.07 | Aug 16, 2018 | X | 2,500 | D | Jan 21, 2013 | Jan 20, 2019 | Common Stock | 2,500 | 0 | D |
| Stock Options | $33.07 | Aug 16, 2018 | X | 2,500 | D | Jan 21, 2014 | Jan 20, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Trusts in which Michael Gamzon has shared voting power as trustee.
- F2Trusts in which Rebecca Gamzon, spouse, has shared voting power as trustee.