SEC Form 4 · accession 0001037390-18-000052
GRIFFIN INDUSTRIAL REALTY, INC. · GRIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Cullman
10% Owner
Period of report
Jun 26, 2018
Accepted (ET)
Jun 27, 2018 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037390
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2018 | M | 2,378 | $25.23 | A | 3,378 | I | By spouse |
| Common Stock | Jun 26, 2018 | M | 1,352 | $29.58 | A | 4,730 | I | By spouse |
| Common Stock | Jun 26, 2018 | M | 0 | $0.00 | A | 42,760 | D | |
| Common StockF1 | Jun 26, 2018 | M | 0 | $0.00 | A | 742,361 | I | Footnote |
| Common StockF2 | Jun 26, 2018 | M | 0 | $0.00 | A | 147,493 | I | Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $25.23 | Jun 26, 2018 | X | 2,378 | D | Nov 12, 2013 | Nov 12, 2022 | Common Stock | 2,378 | 0 | I |
| Stock Option (right to buy) | $29.58 | Jun 26, 2018 | X | 1,352 | D | May 14, 2015 | May 13, 2023 | Common Stock | 1,352 | 0 | I |
Explanation of responses
- F1Trusts in which Susan Cullman has shared voting power as trustee.
- F2Trusts in which John Kirby, Jr, spouse, has shared voting power as trustee.