SEC Form 4 · accession 0001037390-18-000002
GRIFFIN INDUSTRIAL REALTY, INC. · GRIF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca D Gamzon
10% Owner
Period of report
Jan 9, 2018
Accepted (ET)
Jan 11, 2018 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037390
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2018 | M | 5,471 | $34.04 | A | 10,471 | I | By spouse |
| Common Stock | Jan 9, 2018 | F | 5,000 | $37.25 | D | 5,471 | I | By spouse |
| Common Stock | Jan 9, 2018 | P$0 | 0 | $0.00 | A | 10,550 | D | |
| Common StockF1 | Jan 9, 2018 | P$0 | 0 | $0.00 | A | 397,933 | I | Footnote |
| Common StockF2 | Jan 9, 2018 | P$0 | 0 | $0.00 | A | 81,156 | I | Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $34.04 | Jan 9, 2018 | M | 5,471 | D | Jan 10, 2011 | Jan 9, 2018 | Common Stock | 5,471 | 19,529 | I |
Explanation of responses
- F1Trusts in which Rebecca Gamzon has shared voting power as trustee.
- F2Trusts in which Michael Gamzon, spouse, has shared voting power as trustee.
- F3These options have expired.