SEC Form 4 · accession 0001530174-18-000004
RALPH LAUREN CORP · RL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Lauren
Officer — Exec. Chair, Chief Creative · Director · 10% Owner
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 11, 2018 | M | 100,000 | $134.53 | A | 633,197 | D | |
| Class A Common StockF1 | Jun 11, 2018 | S | 97,600 | $142.39 | D | 535,597 | D | |
| Class A Common StockF2 | Jun 11, 2018 | S | 2,400 | $142.97 | D | 533,197 | D | |
| Class A Common StockF3 | holding | — | — | — | 35,854 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Option (Right to Buy)F4 | $134.53 | Jun 11, 2018 | M | 100,000 | D | — | Jul 15, 2018 | Class A Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $141.90 to $142.89, inclusive. Upon request of the SEC staff, Ralph Lauren Corporation (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $142.90 to $143.01, inclusive. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3These shares of Class A Common Stock are held by a revocable trust of which the reporting person is sole trustee and sole beneficiary.
- F4The options vested and became exercisable in three equal annual installments beginning on July 15, 2012. These options are scheduled to expire on July 15, 2018.