SEC Form 4 · accession 0001530174-16-000035
RALPH LAUREN CORP · RL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Lawrence Fleishman
Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 5, 2016 | S | 3,410 | $88.86 | D | 12,758 | D | |
| Class A Common StockF2 | Feb 5, 2016 | M | 2,889 | $41.98 | A | 15,647 | D | |
| Class A Common StockF2 | Feb 5, 2016 | M | 3,000 | $60.485 | A | 18,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F3 | $60.485 | Feb 5, 2016 | M | 3,000 | D | — | Apr 1, 2016 | Class A Common Stock | 3,000 | 0 | D |
| Non-Employee Director Stock Option (Right to Buy)F4 | $41.98 | Feb 5, 2016 | M | 2,889 | D | — | Apr 1, 2016 | Class A Common Stock | 2,889 | 0 | D |
Explanation of responses
- F1The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $88.83 to $88.88. Upon request of the SEC staff, Ralph Lauren Corporation (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Of the total amount of shares of Class A Common Stock beneficially owned by the reporting person, 6,400 shares are held indirectly in retirement accounts.
- F3These options vested and became exercisable in two equal annual installments beginning on April 1, 2007. These options were scheduled to expire on April 1, 2016.
- F4These options vested and became exercisable in three equal annual installments beginning on April 1, 2010. These options were scheduled to expire on April 1, 2016.