SEC Form 3 · accession 0000899243-19-003047
RALPH LAUREN CORP · RL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricky Lauren
10% Owner
Period of report
Feb 7, 2019
Accepted (ET)
Feb 8, 2019 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037038
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | holding | — | — | — | 491,299 | I | By Spouse | |
| Class A Common StockF3 | holding | — | — | — | 35,854 | I | By Spouse's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 10,749,906 | — | I |
| Class B Common StockF4,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 1,629,044 | — | I |
| Class B Common StockF5,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 4,289,028 | — | I |
| Stock Options (Right to Buy)F2,F6 | $140.975 | holding | — | — | — | — | Jul 16, 2019 | Class A Common Stock | 86,724 | — | I |
| Stock Options (Right to Buy)F2,F6 | $181.935 | holding | — | — | — | — | Jul 15, 2020 | Class A Common Stock | 71,199 | — | I |
| Stock Options (Right to Buy)F2,F6 | $159.68 | holding | — | — | — | — | Jul 14, 2021 | Class A Common Stock | 79,629 | — | I |
Explanation of responses
- F1The holder of the securities has the right, at the holder's option, at any time and from time to time, to convert shares of Class B Common Stock into Class A Common Stock on a one-for-one basis.
- F2These securities are held directly by Ms. Lauren's spouse, Mr. Ralph Lauren, and are separately included on Mr. Lauren's Section 16 reports.
- F3These securities are held by a revocable trust of which Mr. Lauren is the sole trustee and beneficiary, and are separately included on Mr. Lauren's Section 16 reports.
- F4These securities are held by a revocable trust of which Ms. Lauren is the sole trustee and beneficiary.
- F5These securities are held by trusts of which Ms. Lauren is a trustee established for the benefit of Mr. Lauren's issue.
- F6These stock options are currently exercisable.
Remarks
Solely as a result of repurchases of outstanding Class A Common Stock by Ralph Lauren Corporation, Ms. Lauren's beneficial ownership of shares of Class B Common Stock resulted in beneficial ownership of Class A Common Stock representing more than 10% of the outstanding shares of Class A Common Stock, calculated pursuant to Rule 13d-3 of the Securities Exchange Act of 1934, as amended, and as a result, Ms. Lauren is filing this Form 3. Ms. Lauren disclaims beneficial ownership of the securities reported herein, except to the extent of her pecuniary interest. Exhibit List: Exhibit 24 - Power of Attorney