SEC Form 3 · accession 0001700834-17-000002
NII HOLDINGS INC · NIHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jorge Da Gama Braga Neto
Officer — VP Operations, Nextel Brazil
Period of report
Mar 7, 2017
Accepted (ET)
Mar 16, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 66,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $6.78 | holding | — | — | — | Oct 12, 2016 | Oct 12, 2025 | Common Stock | 205,762 | — | D |
Explanation of responses
- F1The amount of securities beneficially owned reported in this column 2 of Table I include 24,582 shares that will vest on October 12, 2017 and 24,582 shares that will vest on October 12, 2018.
- F2The stock option grant was awarded on October 12, 2015 and vested/vests over three years, as follows: 33-1/3% on October 12, 2016; 33-1/3% on October 12, 2017; and 33-1/3% on October 12, 2018.