SEC Form 4 · accession 0001567619-18-001295
NII HOLDINGS INC · NIHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shana C Smith
Officer — VP, General Counsel & Corp Sec
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2018 | M | 106,336 | — | A | 127,749 | D | |
| Common Stock | Aug 15, 2018 | F | 44,368 | $5.47 | D | 83,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 15, 2018 | M | 106,336 | D | — | — | Common Stock | 106,336 | 106,335 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock or cash equal to the fair market value thereof.
- F2The disposition of the shares reported on this form was made to the Issuer solely to permit the stockholder to pay the Issuer the tax withholding obligation due upon vesting of the restricted stock units.
- F3This restricted stock grant will vest as follows: 50% on August 15, 2018 and 50% on March 15, 2019.