SEC Form 4 · accession 0001209191-15-079489
NII HOLDINGS INC · NIHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francisco Valim
Officer — President, Nextel Brazil
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 7:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2015 | A | 228,311 | $0.00 | A | 228,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $6.57 | Nov 9, 2015 | A | 574,713 | A | Nov 9, 2016 | Nov 9, 2025 | Common Stock | 574,713 | 574,713 | D |
Explanation of responses
- F1The restricted stock grant will vest over three years as follows: 33-1/3% on November 9, 2016; 33-1/3% on November 9, 2017; and 33-1/3% on November 9, 2018.
- F2The stock option grant will vest over three years as follows: 33-1/3% on November 9, 2016; 33-1/3% on November 9, 2017; and 33-1/3% on November 9, 2018.