SEC Form 4 · accession 0001140361-18-010530
NII HOLDINGS INC · NIHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
683 Capital Partners, LP
10% Owner
683 Capital Management, LLC
10% Owner
Ari Zweiman
10% Owner
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1,F2 | Feb 23, 2018 | P | 705,792 | $0.80 | A | 13,376,946 | I | By 683 Capital Partners, LP |
| Common Stock, $0.001 par valueF1,F2 | Feb 23, 2018 | P | 1,300 | $0.79 | A | 13,378,246 | I | By 683 Capital Partners, LP |
| Common Stock, $0.001 par valueF1,F2 | Feb 26, 2018 | P | 167,253 | $0.94 | A | 13,545,499 | I | By 683 Capital Partners, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by 683 Capital Management, LLC ("683 Management"), 683 Capital Partners, LP ("683 Partners") and Ari Zweiman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- F2Represents securities held directly by 683 Partners. 683 Management is the investment manager of 683 Partners. Ari Zweiman is the Managing Member of 683 Management. As a result, each of 683 Management and Ari Zweiman may be deemed to beneficially own the securities held by 683 Partners.