SEC Form 4 · accession 0001012975-18-000236
NII HOLDINGS INC · NIHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D Samberg
10% Owner
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2018 | P | 265,147 | $0.7019 | A | 2,265,147 | I | See Footnote |
| Common StockF3,F4 | Feb 26, 2018 | P | 1,000,000 | $1.0587 | A | 10,000,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $0.67 to $0.80. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F2The securities are directly held by a limited partnership. Mr. Samberg disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F3The transaction was executed in multiple trades at prices ranging from $0.913 to $1.25. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F4The securities are directly held by a trust. Mr. Samberg disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.