SEC Form 4 · accession 0001012975-18-000039
NII HOLDINGS INC · NIHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D Samberg
10% Owner
Period of report
Jan 8, 2018
Accepted (ET)
Jan 9, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Jan 8, 2018 | P | 28,066 | $0.5157 | A | 9,000,000 | I | See footnote |
| Common StockF3,F2 | Jan 8, 2018 | P | 28,066 | $0.5157 | A | 2,000,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are directly held by a trust. Mr. Samberg disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F2The securities are directly held by a limited partnership. Mr. Samberg disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F3The transaction was executed in multiple trades at prices ranging from $0.515 to $0.5198. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.