SEC Form 4 · accession 0001209191-15-035350
Diadexus, Inc. · DDXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori F Rafield Ph.D.
Officer — Interim CEO · Director
Period of report
Apr 17, 2015
Accepted (ET)
Apr 21, 2015 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036968
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.38 | Apr 17, 2015 | A | 1,000,000 | A | — | Apr 16, 2025 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F1The shares subject to this option vest and become exercisable ratably in equal monthly installments at the end of each month over a 48 month period beginning on April 17, 2015, so that the entire number of shares subject to this option become fully vested and exercisable on April 17, 2019.