SEC Form 4 · accession 0001036960-16-000111
FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC · FCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Frey
Officer — Executive Vice President
Period of report
Mar 22, 2016
Accepted (ET)
Sep 19, 2016 · 10:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036960
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Mar 22, 2016 | G | 665 | $0.00 | D | 79,837 | D | |
| Common Stock, par value $.01 per share | May 27, 2016 | G | 2,800 | $0.00 | D | 77,037 | D | |
| Common Stock, par value $.01 per share | Sep 19, 2016 | U | 77,037 | $20.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Sep 19, 2016 | D | 11,250 | D | — | — | Common Stock, par value $.01 per share | 11,250 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Sep 19, 2016 | D | 18,750 | D | — | — | Common Stock, par value $.01 per share | 18,750 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Sep 19, 2016 | D | 28,125 | D | — | — | Common Stock, par value $.01 per share | 28,125 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Sep 19, 2016 | D | 18,750 | D | — | — | Common Stock, par value $.01 per share | 18,750 | 0 | D |
| Performance UnitF1,F3 | — | Sep 19, 2016 | D | 13,875 | D | — | — | Common Stock, par value $.01 per share | 13,875 | 0 | D |
| Performance UnitF1,F3 | — | Sep 19, 2016 | D | 6,875 | D | — | — | Common Stock, par value $.01 per share | 6,875 | 0 | D |
| Performance UnitF1,F4 | — | Sep 19, 2016 | D | 18,750 | D | — | — | Common Stock, par value $.01 per share | 18,750 | 0 | D |
Explanation of responses
- F1Inserted only to meet technical requirements of the SEC. Derivative Security reported cannot be assigned a conversion or exercise price and has no expiration date.
- F2Derivative Security reported becomes exercisable in 25% increments on the first four anniversaries of the grant date, or earlier upon certain events including a change in control.
- F3Derivative Security reported becomes exercisable in 33%, 33% and 34% increments, respectively, on the first, second and third anniversary of the grant date, or earlier upon certain events including a change in control.
- F4Derivative Security reported vests three years after grant date, based upon issuer's total stockholder return, for a percentage (0% to 150%) of the reported number granted, or earlier upon certain events including a change in control.