SEC Form 4 · accession 0001036960-16-000069
FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC · FCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Thompson
Officer — President & CEO · Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036960
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Mar 10, 2016 | M | 53,417 | $0.00 | A | 554,230 | D | |
| Common Stock, par value $.01 per share | Mar 10, 2016 | M | 24,840 | $0.00 | A | 579,070 | D | |
| Common Stock, par value $.01 per share | Mar 11, 2016 | F | 40,835 | $19.99 | D | 538,235 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 120,311 | I | In Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitsF1,F2 | — | Mar 10, 2016 | M | 53,417 | D | — | — | Common Stock, par value $.01 per share | 53,417 | 0 | D |
| Performance UnitsF1,F2 | — | Mar 10, 2016 | M | 24,840 | D | — | — | Common Stock, par value $.01 per share | 24,840 | 0 | D |
Explanation of responses
- F1Reflects issuance of stock units pursuant to the reporting person's incentive award agreement. All units vest on March 10, 2016 or earlier upon certain events. Vested units will be settled by the delivery of one share per vested unit promptly following the vesting date.
- F2This footnote is inserted only to meet technical requirements of the SEC. Restricted Stock Units and Performance Units cannot be assigned an exercise price.