SEC Form 4 · accession 0001036960-16-000051
FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC · FCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Delva
Officer — Senior Vice President
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036960
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per share | Mar 1, 2016 | M | 5,000 | $0.00 | A | 56,919 | D | |
| Common Stock, par value $.01 per share | Mar 1, 2016 | M | 7,500 | $0.00 | A | 64,419 | D | |
| Common Stock, par value $.01 per share | Mar 1, 2016 | M | 10,998 | $0.00 | A | 75,417 | D | |
| Common Stock, par value $.01 per share | Mar 1, 2016 | F | 8,826 | $20.11 | D | 66,591 | D | |
| Common Stock, par value $.01 per share | holding | — | — | — | 750 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 1, 2016 | M | 5,000 | D | — | — | Common Stock, par value $.01 per share | 5,000 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Mar 1, 2016 | M | 7,500 | D | — | — | Common Stock, par value $.01 per share | 7,500 | 7,500 | D |
| Performance UnitF1,F3 | — | Mar 1, 2016 | M | 10,998 | D | — | — | Common Stock, par value $.01 per share | 10,998 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Mar 1, 2016 | A | 10,000 | A | — | — | Common Stock, par value $.01 per share | 10,000 | 10,000 | D |
Explanation of responses
- F1This footnote is inserted only to meet technical requirements of the SEC. Restricted Stock Units and Performance Units cannot be assigned an exercise price.
- F2Restricted Stock Units vest in 25% increments on each of the first four anniversaries of the date of grant, or earlier upon certain events. Vested Restricted Stock Units result in the delivery of one share per unit promptly following the vesting date.
- F3Performance Units vest in the following increments, or earlier upon certain events: 33% on the first anniversary of the grant date; 33% on the second anniversary of the grant date and 34% on the third anniversary of the grant date. Performance Units have no expiration date. Vested Performance Units result in delivery of the underlying shares of common stock.