SEC Form 4 · accession 0001036960-15-000011
FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC · FCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Thompson
Officer — President & CEO · Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036960
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Mar 5, 2015 | S | 100,000 | $17.41 | D | 372,610 | I | In Trust |
| Common Stock, par value $.01 per share | holding | — | — | — | 128,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitsF3,F2 | — | Mar 5, 2015 | M | 24,840 | A | — | — | Common Stock, par value $.01 per share | 24,840 | 24,840 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $17.25 to $17.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2This footnote is inserted only to meet technical requirements of the SEC. Restricted Stock Units and Performance Units cannot be assigned an exercise price.
- F3Reflects issuance of stock units pursuant to the reporting person's incentive award agreement. All units vest on March 10, 2016 or earlier upon certain events. Vested units will be settled by the delivery of one share per vested unit promptly following the vesting date.