SEC Form 4 · accession 0001567619-18-003700
AEROCENTURY CORP · ACY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Toni M Perazzo
Officer — SVP Finance, Secty. & Treas. · Director · 10% Owner
Period of report
Oct 1, 2018
Accepted (ET)
Oct 4, 2018 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F4 | Oct 1, 2018 | A | 58 | — | A | 21,257 | D | |
| Common StockF1,F3,F4 | Oct 1, 2018 | A | 68,792 | — | A | 304,507 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of AeroCentury Common Stock issued to shareholders of JetFleet Holding Corp. ("JHC") in exchange for shares of JHC Common Stock in connection with AeroCentury's acquisition of JHC.
- F2Includes 99 shares of previously held by JHC that were distributed to the reporting person pursuant to an in kind dividend by JHC of the issuer's stock and are now directly owned.
- F3Includes 114,337 shares of previously held by JHC that were distributed to the reporting person indirectly (by trust) pursuant to an in kind dividend by JHC of the issuer's stock and are now indirectly owned.
- F4Total reflects a correction for 6,500 shares of Common Stock previously reported on Form 4 as indirectly owned that are owned directly reporting person