SEC Form 4 · accession 0001140361-15-011711
AEROCENTURY CORP · ACY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal D Crispin
Officer — President & Chairman · Director · 10% Owner
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2015 | P | 553 | $13.88 | A | 253,714 | I | by corporation |
| Common StockF1 | Mar 11, 2015 | P | 1,170 | $13.87 | A | 254,884 | I | by corporation |
| Common StockF1 | Mar 11, 2015 | P | 4 | $13.73 | A | 254,888 | I | by corporation |
| Common StockF1 | Mar 11, 2015 | P | 3 | $13.70 | A | 254,891 | I | by corporation |
| Common StockF1 | Mar 11, 2015 | P | 668 | $13.80 | A | 255,559 | I | by corporation |
| Common StockF1 | Mar 12, 2015 | P | 279 | $13.80 | A | 255,838 | I | by corporation |
| Common StockF1 | Mar 12, 2015 | P | 113 | $13.76 | A | 255,951 | I | by corporation |
| Common StockF1 | Mar 12, 2015 | P | 1,782 | $13.68 | A | 257,734 | I | by corporation |
| Common StockF3 | holding | — | — | — | 9,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents purchase of shares by JetFleet Holding Corp. multiplied by Ms. Perazzo's percentage beneficial interest in JetFleet Holding Corp.
- F2Starting indirect holdings reported adjusted to reflect corrected percentage beneficial ownership of Ms Perazzo in JetFleet Holding Corp., which holds shares of AeroCentury Corp.
- F3Direct holding amount corrected to reflect an earlier change of form of ownership from direct to indirect ownership by a trust