SEC Form 4 · accession 0001247524-16-000454
INTEST CORP · INTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Satterfield Jr.
10% Owner
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2016 | P | 10,000 | $3.7174 | A | 430,000 | I | By Caldwell Mill Opportunity Fund |
| Common Stock | Mar 31, 2016 | P | 1,000 | $3.659 | A | 431,000 | I | By Caldwell Mill Opportunity Fund |
| Common Stock | Mar 31, 2016 | P | 1,000 | $3.6732 | A | 432,000 | I | By Caldwell Mill Opportunity Fund |
| Common Stock | Mar 31, 2016 | P | 5,049 | $3.7452 | A | 437,049 | I | By Caldwell Mill Opportunity Fund |
| Common StockF1 | Mar 31, 2016 | P | 5,000 | $3.75 | A | 40,000 | I | By sister |
| Common Stock | Apr 1, 2016 | P | 1,322 | $3.8837 | A | 438,371 | I | By Caldwell Mill Opportunity Fund |
| Common Stock | Apr 1, 2016 | P | 5,000 | $4.0362 | A | 443,371 | I | By Caldwell Mill Opportunity Fund |
| Common StockF2 | holding | — | — | — | 103,000 | D | ||
| Common Stock | holding | — | — | — | 100,000 | I | By Tomsat Investment & Trading Co., Inc. | |
| Common Stock | holding | — | — | — | 550,000 | I | By A.G. Family L.P. | |
| Common StockF1 | holding | — | — | — | 2,000 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 2,500 | I | By brother | |
| Common StockF1 | holding | — | — | — | 9,000 | I | By brother-in-law |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares.
- F2Includes 50,000 shares held jointly with the reporting person's spouse.
Remarks
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities included herein in excess of the reporting person's pecuniary interest in such equity securities.