SEC Form 4/A · accession 0001437749-18-021919
QAD INC · QADA, QADB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Pamela M Lopker
Officer — President · Director · 10% Owner
Period of report
Apr 2, 2018
Accepted (ET)
Dec 12, 2018 · 8:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock ($0.001 par value)F1 | Apr 2, 2018 | M | 30,000 | $8.96 | A | 60,193 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed solely to correct an inadvertent error in the column titled "Securities Acquired or Disposed of", which was originally reported as "D" (Securities Disposed of). The correct entry is "A" (Securities Acquired).