SEC Form 4/A · accession 0001437749-18-011983
QAD INC · QADA, QADB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel Lender
Officer — EVP & CFO
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 par value)F1 | Jun 14, 2018 | F | 4,311 | $54.05 | D | 205,788 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of securities disposed of for tax liability incident to the vesting of shares of Class A Common Stock that vested on June 14, 2018 in accordance with Rule 16b-3 was inadvertently incorrectly stated as 4,581 as reported on a Form 4 filed on June 15, 2018. This was an overstatement of 270 shares. The correct number of shares withheld for tax liability was 4,311.