SEC Form 5 · accession 0001437749-18-004807
QAD INC · QADA, QADB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela M Lopker
Officer — President · Director · 10% Owner
Period of report
Jan 31, 2018
Accepted (ET)
Mar 16, 2018 · 8:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock ($0.001 par value) | Dec 28, 2017 | G | 18,500 | $0.00 | D | 5,020,095 | D | |
| Class A Common Stock ($0.001 par value) | Dec 27, 2017 | S | 2,050 | $38.61 | D | 3,034 | I | Lopker Family 1997 Charitable Remainder Trust |
| Class A Common Stock ($0.001 par value) | Dec 29, 2017 | G | 3,034 | $0.00 | D | 0 | I | Lopker Family 1997 Charitable Remainder Trust |
| Class B Common Stock ($0.001 par value) | Dec 29, 2017 | G | 1,247 | $0.00 | D | 0 | I | Lopker Family 1997 Charitable Remainder Trust |
| Class A Common Stock ($0.001 par value) | holding | — | — | — | 103,511 | D | ||
| Class B Common Stock ($0.001 par value) | holding | — | — | — | 30,193 | D | ||
| Class A Common Stock ($0.001 par value) | holding | — | — | — | 103,860 | I | By spouse | |
| Class B Common Stock ($0.001 par value) | holding | — | — | — | 30,441 | I | By spouse | |
| Class B Common Stock ($0.001 par value) | holding | — | — | — | 2,357,535 | D |
Table II — derivative securities
No Table II lines on this filing.