SEC Form 4 · accession 0001437749-17-011323
QAD INC · QADA, QADB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela M Lopker
Officer — President · Director · 10% Owner
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001036188
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right (right to buy)F1 | $31.65 | Jun 13, 2017 | A | 190,000 | A | Jun 13, 2018 | Jun 13, 2025 | Class A Common Stock | 190,000 | 190,000 | D |
Explanation of responses
- F1Vests in four equal annual installments beginning June 13, 2018.